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有关互联网证券买卖协议(附加於现金/保证金客户协议书)新

有关互联网证券买卖协议(附加於现金/保证金客户协议书)新。

在充满活力,日益开放的今天,很多情况下我们需要用到协议书,为他人担保前,一般都需要签订担保合同,担保合同是作为法定担保方式之一的约定,签订担保合同后若是违约就要承担相应的法律责任,你收集了哪些规范的合同范本呢?小编花时间专门编辑了有关互联网证券买卖协议(附加於现金/保证金客户协议书)新,供你参考,希望能帮到你。

有关互联网证券买卖协议(附加於现金/保证金客户协议书)新

本人/吾等乃贵公司证券户口_________号(“户口”)之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件(并受其规限)运作:

1.定义及解释

1.1 在本协议中,以下词语具有下列涵义:

“进入密码”指密码及户口号码;

“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;

“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;

“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;

“指令”指以电子方式买卖证券的买卖指令或其他处理指令;

“互联网买卖政策”指有关网上交易服务运作的政策(经不时修订);

“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;

“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;

“_________”指_________公司;

“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;

1.2 单数词语包括众数词语,反之亦然。提到一种性别之处,包括所有性别。“人士”一词,包括商号或独资经营,合伙经营,集团及法人公司,反之亦然。

2.网上交易服务

2.1 本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。

2.2 本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。

2.3 本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士(就任何有关处理,错误处理或遗失任何指示)的申索承担责任。

2.4 本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会(亦不会尝试)平扰,修改,拆解,易转,操纵或以其他方式修改(且亦不会尝试未获授权进入)网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。

2.5 本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:

a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;

b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收(不论经硬本,电子或口头);

c.本人/吾等收到交易指示的认收(不论经硬本,电子或口头),但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;

d.本人/吾等知悉户口号码或密码的任何未经授权使用。

2.6 本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。

2.7 本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。

2.8 本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实(否定)所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。

2.9 本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证(包括但不限於可商售性或就某一用途的适合性而作出的保证)。

2.10 本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。

3.户口

3.1 本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。

3.2 开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。

4.指令——经网上交易服务买卖

4.1 如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。

4.2 本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。

4.3 本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。

5.境外指令

若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。

6.风险披露声明

电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。

签署确认

本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。

客户(签字):_________客户主任(签字):_________

_________年____月____日_________年____月____日

见证人(签字):_________

_________年____月____日

附件

i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client's agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client's agreement:

i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client's agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client's agreement:-

1. definition and construction

1. definition and construction

1.1 in this agreement,the following terms shall bear the following meanings:

1.1 in this agreement,the following terms shall bear the following meanings:

" access codes" means together the password and the user name;

(1)" access codes" means together the password and the user name;

(2)" account" means my internet securities trading account with you operated through the internet trade service;

" account" means my internet securities trading account with you operated through the internet trade service;

"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

(3)"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

(4)"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

(5)"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

(6)"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

"password" means my/our personal password used in conjunction with the user name to gain access to the service;

(7)"password" means my/our personal password used in conjunction with the user name to gain access to the service;

(8)"client's agreement" means _________ cash client's agreement or margin client's agreement;

"client's agreement" means _________ cash client's agreement or margin client's agreement;

"_________" means _________ securities limited;

(9)"_________" means _________ securities limited;

(10)"user name" means the client's personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

"user name" means the client's personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

2. internet trade service

2. internet trade service

2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client's agreement.

2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client's agreement.

2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

(1)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

a. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

b. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

(2)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

(3)i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

c. i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

d.i/we become aware of any unauthorized use of the user name or password.

2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

(4)i/we become aware of any unauthorized use of the user name or password.

2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

2.9 i/we understand that information provided in the electronic trading services is provided on an ''as is", ''as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

2.9 i/we understand that information provided in the electronic trading services is provided on an ''as is", ''as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

3. the account

2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

3. the account

3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

4. instructions- dealings through the internet trade service

3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

4. instructions- dealings through the internet trade service

4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

5. instructions outside hong kong

4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

5. instructions outside hong kong

if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

6. risk disclosure statement

if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

6. risk disclosure statement

risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

acknowledgement

risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

acknowledgement

i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client's agreement and accept its terms and conditions thereof.

date:_________.

i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client's agreement and accept its terms and conditions thereof.

client(signature):_________account executive(signature):_________

print name of client:_________

date:_________ date:_________

signed by account executive:_________

witness(signature):_________

print name of witness:_________

date:_________

推荐阅读

保证金协议书(通用4篇)


当今时代人们越来越注重维权,合同的使用越来越广泛。签订合同可以维护双方的利益权益,那么,你知道合同的主要内容是什么吗?有请驻留片刻,我们为你推荐保证金协议书 ,供你参考,希望能够帮助到大家。

保证金协议书 【篇1】

本文目录1转让协议书范本(一)2转让协议书范本(二)3转让协议书范本(三)第1篇:转让协议书范本(一)

甲方:(出让人) 乙方:(受让人) 身份证号码: 身份证号码: 年 月 日于 市签署 鉴于:

1.甲方系 有限公司的股东,出资额为 万元,占公司总股本的 %,甲方愿出售其中 万元(原值)股份,占公司总股本的 %; (下称“合同股份”)

2.乙方愿受让有述股份

经友好协商,双方立约如下: 一、合同股份的转让及价格

甲方同意将合同股份转让给乙方。乙方承诺以现金受让合同股份。经双方协商,合同股份定价为 元/股,股份收购总价款为 元。

二、付款期限

在本合同签署之日起_______年______月______日之前,乙方向甲方一次性支付股份转让款。

三、交割期

双方确定,本合同自签署后之日起______日内为交割期。在交割日内,双方依据本合同及有关法规的规定办理合同股份过户手续。

四、生效

本合同自双方签字盖章并经张家港??医药有限公司股东会通过后生效。

五、税费

合同股份转让中所涉及的各种税项由双方依照有关法律承担。

六、甲方的陈述与保证

1.不存在限制合同股份转移的任何判决、裁决。

2.甲方向乙方提供的一切资料、文件及所作出的一切声明及保证都是完全真实、完整、准确的,没有任何虚假成份。

3.甲方保证认真履行本合同规定的其他义务。

七、乙方的陈述与保证

1.双方系按 有限公司 年

月份审计报吿反应的财务数据商定的转让价格,如该财务数据与实际情况有不附,比如有审计报告中未反应的应付或担保等项,因此造成的损失由原股份所有人按股份比例负担。

1.乙方保证履行本合同规定的应当由乙方履行的其他义务。

2.乙方保证完整、准确、及时地向甲方以及相关机构提供其主体资格、业务范围以及其他为核实公司受让合同股份资格条件的证明资料。

八、违约责任

一方违约,致使本合同不能履行,应当向守约方支付合同总价款_______%的违约金。

九、争议的解决

凡因本合同引起的或与本合同有关的任何争议,由双方协商解决。协商不成时,提交 公司所在地有管辖权的人民法院依法裁决。

甲方签名: 年 月 日

乙方签名: 年 月 日

保证金协议书 【篇2】

甲方:市房地产开发有限公司法定代表人:

住所地:

乙方:房地产开发有限公司法定代表人:

住所地:市路

甲乙双方此前共同参与了合作开发市街以北地块的项目,并参与签订了相关的合同文本。为保障乙方的权利,双方经过协商,达成本合同:

一、甲方同意在本合同签订当日向乙方交付万元人民币的保证金,用以保证乙方在上述合作项目过程中对合作项目的借款利息和收益的收取没有任何法律风险、在上述合作过程中不会承担任何法律责任。

否则,一旦出现乙方因此而承担民事、行政等法律责任的,甲方同意乙方以上述保证金先行处理。如出现保证金不足时,则甲方继续愿意承担乙方对外承担的责任。

二、保证金的留置期限为年,期间,对最终因乙方没有风险而应当返还甲方的部分(下称余下保证金),由乙方按照的利率支付给甲方利息;

三、余下保证金的归还期限为:

四、因本合同发生争议的,双方协商解决,不成时,交由乙方住所地人民法院裁判;

五、本合同经双方签章后生效,合同一式二份,每方各执一份。

甲方:市房地产开发有限公司

乙方:房地产开发有限公司

年月

甲方(采购代理机构):xx政府采购中心

乙方(供应商):

为方便乙方参与甲方组织的政府采购项目,简化投标保证金交纳,退还手续,提高采购效率,依据《中华人民共和国合同法》,《中华人民共和国政府采购法》等相关法律法规的规定,甲乙双方经协商,在平等自愿的基础上,就预存保证金的有关事宜达成协议如下:

第一条预存保证金金额,收取,退还

1.乙方自愿向甲方交纳预存保证金壹万元,作为参加甲方组织的政府采购项目的诚意保证.

2.乙方通过转帐方式向甲方交纳预存保证金.甲方收到乙方预存保证金后,向乙方出具收据并发放一张预存保证金卡.

3.办理退还预存保证金手续时,乙方应书面向甲方提出并退回预存保证金卡.甲方在确认乙方手续齐全后,5个工作日内无息以转帐方式退还预存保证金.预存保证金所孳生的利息全部上缴XXX市财政.

第二条预存保证金的使用和管理

1.除采购文件另有规定外,预存保证金卡作为乙方参与甲方组织的政府采购项目时递交投标文件的凭证,无须另行交纳投标保证金;双方同意预存款不因乙方参加的具体采购项目所要求的保证金数额的多少而增减.

2.个别特殊或采购金额较大的项目,甲方有权在采购文件中规定不接受预存保证金卡,乙方应按采购文件的规定另行交纳保证金.项目结束后,甲方依法退回该项目保证金.

3.乙方出现国家法律法规及采购文件约定的不予退还保证金的情形时,甲方依法扣减预存保证金,并上缴XXX市财政.乙方应当在参加下一个政府采购项目之前及时补足,否则,乙方的预存保证金卡失效.

4.预存保证金卡仅供乙方参与甲方组织的政府采购项目使用,乙方不得转借,出租,抵押或用于其他用途.

5.甲方必须将预存保证金存放在财政部门批准开设的保证金专用账户,按国家有关法律法规进行管理和使用,不得挪作他用.

第三条争议解决方式

本协议发生争议,由双方协商或由政府采购监管部门调解解决;协商或调解不成,双方同意向XXX仲裁委员会申请仲裁.

保证金协议书 【篇3】

编号:

保证金合同

甲方:

乙方:

丙方:

签订日期:年月日

甲方:法定代表人:

乙方:

法定代表人:

丙方:

法定代表人:

就乙方受让甲方在丙方挂牌的债权资产包(编号:),甲乙丙三方就资产包支付保证金事宜,在平等、自愿、公平、诚实信用的基础上,签订保证金合同条款如下:

一、乙方受让的上述债权资产包债权总额为:人民币元,(明细附后,利息计算至年月日)。

二、乙方受让上述资产包需支付给甲方的全部价款为:人民币(大写)(¥元)(或等额可自由兑换的美元)。

付款方式

为一次性付款。

1、境内投资者在该资产包获得公司总部批复后日内签署有关资产包转让合同并支付全部剩余价款;

2、境外投资者在该资产包获得公司总部批复后日内签署有关资产包转让合同,在该资产包获得国家相关部门批复后日内支付剩余全部价款。

三、乙方交付的保证金为:人民币(大写)(¥元)(或等值可自由兑换的美元),实际数额不得低于本合同约定,且以丙方指定的开户银行出具的款项到达丙方账户的数额为准。

保证金应于本合同签订前存入丙方账户:

户名:

帐号:

开户行:

保证金用于保证:

1、境内投资者在该资产包获得公司总部批复后日内签署有关资产包转让合同并支付全部剩余价款;

2、境外投资者在该资产包获得华融公司总部批复后日内签署有关资产包转让合同,在该资产包获得国家相关部门批复后日内支付剩余全部价款。如投资者违约,同意北交所将立约、履约保证金作为违约金全部支付如投资者违约,同意保证金作为违约金全部支付给。

四、保证金的效力为:

1、若买受人为境内投资者,在该资产包获得批复后,甲乙双方转让行为生效,保证金自动转化为定金,在日内将保证金划至甲方指定账户,乙方应在日内一次性支付剩余全部受让价款。

2、若买受人为境外投资者,在该资产包获得公司总部批复并获得国家相关部门批准并在国家外管局备案后,甲乙双方转让行为生效,保证金自动转化为定金,在日内将保证金划至甲方指定账户,乙方应在日内一次性支付剩余全部受让价款。

3、甲乙双方间的资产包转让行为生效后,定金(即上述保证金转化的定金)可抵作受让价款。如果乙方以外币支付保证金或受让价款,则:

(1)保证金数额应该为按照支付日的外汇银行挂牌汇价可兑换成双方约定的等额的人民币;

(2)如果双方资产包转让行为生效,则甲方按照处分日的外汇银行挂牌汇价将

定金或乙方支付的外币价款兑换成人民币;

(3)如果因为人民币升值等原因,导致甲方兑换外币后,未达到乙方应该支付的受让价款,则乙方应该在甲方要求期限内继续支付价款,直至达到本合同约定数额;

(4)因中国有关外汇监管等部门审批的原因,导致乙方支付的价款迟延到达甲方或公司指定的账户的,不视为逾期。

4、乙方以外币支付保证金或受让价款后,在甲方兑换成人民币前,可以随时以等额人民币替换。

5、甲、乙双方签订书面的《资产包转让合同》后,在乙方按期付清全部价款之日起内,甲方选择一个中国省级(含)以上报纸刊登资产包转让公告。

6本合同签订后,甲方在履行资产包的处置程序过程中未签订资产包转让合同前,甲方应勤勉尽责地维护资产包及其项下债权、资产的收益权,对于破产债权申报、参加执行分配以及其它因为突发情况会对资产价值带来实质性影响的债权处置,甲方在已知的情况下须及时告知乙方。

如乙方放弃购买意向并且拒绝与甲方签订《资产包转让合同》,则乙方同意以本合同为证据,自动放弃定金、孳生利息的所有权,乙方所交纳的定金甲方有权扣收。乙方对此充分认可接受。

7、如公司或国务院有关部门最终未批准同意乙方成为此资产包的受让人,则甲方仅将上述保证金的本金返还给乙方,乙方对此充分认可接受;如甲乙双方最终签订正式的资产包转让合同,则定金抵作价款。

8、本合同生效后,甲方不得上报将本合同项下资产包转让给非乙方的任何其他

第三方的方案,否则,甲方应向乙方退还全部保证金,并另行向乙方支付等于保证金金额的损害赔偿金。如果公司或国家相关部门未批准本方

案,则甲方可另行处置,乙方放弃对甲方任何形式的追索。

五、陈述与保证:

1、甲方在本合同生效之后按照程序尽快将甲乙双方间资产包转让方案上报公司。如果出现下列情况之一:

(1)华融公司未批准;

(2)国务院有关部门未同意乙方成为债权受让人。则甲方将保证金本金退还给乙方。

2、公司批准后,甲方应当尽快将资产包转让方案向国家相关部门报批,如果最终本方案未取得国务院相关部门同意的,则乙方有权解除合同,并有权请求返还保证金本金。

3、乙方已经对受让债权的合法性、有效性、有无实现权利的法律障碍、债权凭

证、甲方现有的债权及从权利凭证等所有问题进行了了解。对债务人和保证人的现状、现场进行了调查、并到房产、土地、工商局、规划、企业主管部门等部门对债务人及保证人资产及乙方管线的所有问题进行了调查。乙方依据自身的勘察、

测试和了解,自愿受让甲方享有的上述债权。

4、甲方已经就上述债权的合法性、有效性及一切相关情况充分、真实、全面告知了乙方;甲方将上述债权涉及的所有债权重要的或非重要的凭证或其他资料全部提供给了乙方。乙方对甲方告知和提供的凭证或资料事项认可无异议,且乙方保证不以出现任何事由而主张本合同可变更、可撤消、无效或拒绝履行本合同约定的义务。

5、甲乙双方同意本合同产生的纠纷也适用中国法律,由中国法院管辖。

6合同表明的上述债权的基本情况与乙方调查、了解不一致的,乙方同意按照上述债权的实际状况受让债权,且受让价款不变更。

7、乙方认为本合同不存在任何可变更、可撤消及无效事由,乙方支付上述保证金及任何放弃权利的意思表示完全、真实、自愿。

8、乙方受让资产包可能存在但不限于以下瑕疵:

(1)资产包内债权有可能超过诉讼时效;

(2)资产包内债权所设定的抵押/保证/质押未经法院确权;

(3)资产包内债权可能存在执行终结或破产终结或债务人和保证人的主体资格不存在;

(4)乙方受让债权后可能存在向债务人主张权利的法律障碍;

(5)资产包内债权可能存在与现有卷宗材料不符的情况,以债权现状为准;

(6)本合同所列资产包内债务人所欠本金和利息,来源于银行和公司的会计记录,与债务人的财务记载可能存在出入。

六、乙方承诺条款:

1、乙方是审慎的购买者,本《合同》签署前,乙方对标的资产的现状进行了审慎的调查,已对受让标的及标的项下单项资产的性质、金额、真实性、合法性、有效性、存在的诉讼纠纷、实现权益的法律障碍等一切相关事项进行了充分的调查、了解。

2、乙方在此确认,甲方未就本《合同》转让标的及标的项下单项资产的性质、状况或可回收性作出任何明示或暗示的声明或保证,亦未对乙方的预期收益做出任何明示或暗示的声明和保证。乙方已被告知并完全理解资产及本次交易的风险,自愿承担因资产和本次交易的风险可能给其造成的一切损失以及不能获得预期利益的后果。乙方基于独立慎重做出签署本合同的决定,同意按照现状收购本合同项下标的资产。

3、乙方已被告知并完全理解,其受让标的项下的单项资产及其从权利,可能存在着瑕疵或尚未发现的重大缺陷,这些瑕疵包括但不限于诉讼时效灭失、强制执行申请权灭失、因计算误差或其他原因致使乙方实际接收的资产金额与本合同表述的资产金额以及本合同附件所列资产金额不完全一致、实物资产价值贬损等,以至于乙方预期利益无法最终实现。

4、乙方已被告知并完全理解,其受让的标的项下单项资产可能包括但不限于以下从法律上讲已灭失的“资产”,如因原债务人已注销、诉讼已被法院裁定终结执行、债务人已被法院裁定破产终结等原因,导致相应债权实际已灭失的“资产”。

乙方认为该类资产存在着基于法律法规、债务人自身之过错或过失,从而使该类“资产”有继续追索的可能,因此乙方根据自己独立之商业判断,同意该类资产构成本合同项下转让标的

5、乙方理解并同意:任何情况下,乙方都无权基于从甲方受让的标的资产及标的资产项下的单项资产,以任何理由向甲方(含甲方分支机构,下同)或工商银行(含其分支机构)提出任何权利主张,并且乙方应当在与其继受方签订的转让合同中、明确约定其继受方不能就甲方已转让给乙方的资产向甲方或工商银行提出任何权利主张,如果该继受方向甲方或工商银行提出任何权利主张,乙方承诺赔偿甲方或工商银行因此而产生的任何损失。

6、乙方已仔细阅读了本《合同》,并有机会对本《合同》的条款提出意见。本

《合同》一经签署,乙方即放弃基于本合同项下标的的任何瑕疵,以误解、显失公平、欺诈、重大误解或其他任何理由主张变更、撤销本《合同》或申请本《合同》无效或部分无效的权利。

7、乙方已被告知并完全理解中国现行有关不良资产管理和处置法律法规,包括但不限于国家发展与改革委员会、商务部、财政部、中国人民银行、中国银行业监督管理委员会等部门颁布的行政规章以及其他相关政策,并自愿遵守上述法律法规、行政规章以及相关政策。

七、丙方的承诺条款

丙方承诺按照甲方规定的数额代甲方收取保证金,并按本合同的相关规定及时将保证金划至甲方帐户,如违约,按应划保证金数额的日万分之三支付违约金。

八、本合同未尽事项,甲乙丙三方协商解决。

九、本合同自甲乙丙三方签字或盖章之日起生效,甲乙丙三方保证其签字或盖章符合法律、法规或章程等规定或授权。

签署时间:

甲方(盖章):

法定代表人或授权代表(签字):

乙方(盖章):

法定代表人或授权代表(签字):

丙方(盖章):

法定代表人或授权代表(签字):

保证金协议书 【篇4】

委托方:_________(甲方)

开户银行:_________(乙方)

建设单位:_________(丙方)

根据建设部、财政部建质[20xx]7号和建设厅、财政厅建管[20xx]46号文件精神,为加强_________市建设工程质量保证金管理,落实工程在质量缺陷责任期的维修保养责任。经三方协商,甲方委托乙方为丙方在建设工程竣工验收时设立建设工程质量保证金专户。为明确三方责任和义务,由三方共同签署建设工程质量保证金管理协议如下:

1.甲方委托乙方为丙方开设建设工程质量保证金专户,丙方按施工合同中保证金约定条款将质量保证金,存入乙方,乙方为建设项目设立质量保证金专户,并在交款通知单回执上签章。

2.丙方交存的质量保证金只能用于工程维修及工程缺陷责任期满后返还工程承包单位,不得挪作他用。

3.建设工程出现质量缺陷问题,如原责任单位在规定的时间内不能履行维修职责,甲方委托具有相应资质的单位进行维修的,实际发生的费用可以从质量保证金中支付,乙方接到甲方书面通知后方可向维修单位支付维修金。ARGIN: 0px 0px 10px; PADDING-TOP: 0px">鉴于_______(投标人名称)已于_______(日期)提交了建设_______(合同名称)的投标书(以下称投标书)。

根据本文件,兹宣布,我行_______(以下称银行)向业主立约担保支付_______的保证金。本保证书对银行及其继承人和受让人均有约束力。

盖章:______________

_____年_____月____日

本保证义务的条件是:

(a)如果投标人在投标书中规定的投标书有效期内撤回投标书;或

(b)如果投标人在投标书有效期内接到业主所发的中标通知书后;

(1)未能或拒绝根据投标须知的规定,按要求签署合同协议书;或

(2)未能或拒绝接投标须知的规定,提供法的保证金。

我行保证在收到业主第一次书面要求后,即对业主支付上述款额,无须业主出具任何证明,只需在其书面要求中说明条件是在此要求业主将注意到索款是由于出现了上述条件中的一种或两种,并具体说明情况。本保证书在投标须知规定的有效期或在该日期前已延长的投标书有效期后30天(会第30天)内有效。延长投标书有效期无须通知银行,任何索款要求应在上述日期前交到银行。

日期:____________________

银行名称:________________

证人签字:________________

盖章:____________________

证人所在单位及地址:______

保证金合同


甲方:××市×××房地产开发有限公司 法定代表人:

住所地:

乙方:×××××房地产开发有限公司 法定代表人:

住所地:××市×××路

甲乙双方此前共同参与了合作开发××市××街以北地块的项目,并参与签订了相关的合同文本。为保障乙方的权利,双方经过协商,达成本合同:

一、甲方同意在本合同签订当日向乙方交付××××万元人民币的保证金,用以保证乙方在上述合作项目过程中对合作项目的借款利息和收益的收取没有任何法律风险、在上述合作过程中不会承担任何法律责任。

否则,一旦出现乙方因此而承担民事、行政等法律责任的,甲方同意乙方以上述保证金先行处理。如出现保证金不足时,则甲方继续愿意承担乙方对外承担的责任。

二、保证金的留置期限为××××年,期间,对最终因乙方没有风险而应当返还甲方的部分(下称余下保证金),由乙方按照××××的利率支付给甲方利息;

三、余下保证金的归还期限为:

四、因本合同发生争议的,双方协商解决,不成时,交由乙方住所地人民法院裁判;

五、本合同经双方签章后生效,合同一式二份,每方各执一份。

甲方:××市×××房地产开发有限公司

乙方:×××××房地产开发有限公司

年月

有关施工安全责任协议书(不含保证金协议)范本专业版


有关施工安全责任协议书(不含保证金协议)范本专业版

甲方:

联系电话:

风险提示:

发包人或者发包单位审查承包人主体资格,应注意以下几个方面:

(1)审查承包人的企业形式,如果承包人是个人、合伙企业、或是个人独资企业,按现行法律法规将不能签订建设工程承包合同。

(2)审查承包人企业是否具有建筑企业资质,资质等级是否与合同的建设项目相适应。按《建筑法》规定,将工程发包给不具有相应资质的建筑企业的发包人也要承担法律责任。同时联合体承包的,按照资质等级低的单位的业务许可范围承揽工程。

(3)审查承包人是否存在“挂靠”情况,“挂靠”导致合同无效。

发包人在签施工建设合同前应当注意审核承包人资质,是否存在超越资质等情况,避免合同无效。

乙方:

联系电话:

为贯彻“安全第一,预防为主”方针,明确双方的安全责任,确保施工中人身、电网和设备安全,根据国家有关法律法规,经双方协商一致签订本协议。

第一条 工程项目:

第二条 施工地址:

第三条 甲方安全责任:

1、开工前甲方对乙方进行施工安全技术交底,并应有书面记录或资料。

2、甲方应要求乙方制定施工安全措施,在开始施工前报甲方备案。

3、甲方有协助乙方搞好安全生产、防火管理以及督促检查的义务。甲方有权检查督促乙方执行有关安全生产方面的工作规定,对乙方不符合安全文明施工的行为进行制止、纠正并发出安全整改通知书,直至清退出场。

4、甲方指派_____同志负责与乙方联系安全生产方面的工作。

5、甲方负责签发工作票,对工作票所填写的安全措施是否正确完备负责,并履行工作票许可手续。

6、甲方有权对乙方参与施工的人员进行安全技术知识和安全工作规程的抽考。

7、乙方在施工中发生的甲方电网、设备事故,甲方有责任负责调查、统计上报。乙方在施工中如发生国务院《特别重大事故调查程序暂行规定》所规定的特大事故,甲方有权督促乙方立即通知当地政府和公安部门,要求派人保护现场;并有权要求乙方提供事故调查书面结论及处理意见。

8、甲方不得要求乙方违反安全管理规定进行施工。因甲方原因导致的事故由甲方承担责任。

9、发生以下情况停工整顿,因停工造成的违约责任由乙方承担:

(1)人身伤亡事故;

(2)发生施工机械、生产主设备严重损坏事故;

(3)发生厂内火灾事故;

(4)发生违章作业、冒险作业不听劝告的;

(5)施工现场脏、乱、差,不能满足安全和文明施工要求的。

风险提示:

如果一方存在违反以上规定或者违反消防、治安及其他安全规定的,其行为严重影响另一方正常生产经营及安全管理工作的开展,双方可以据此约定违约责任,以便发生违约行为,可以比较方便执行。

第四条 乙方安全责任

乙方作为工程项目的承包单位,对工程施工过程中发生的人身伤害、设备损坏事故承担安全责任。乙方应切实履行以下安全责任:

1、乙方所提供的承包工程要求的相关资质证明材料应真实、合法、有效。

2、乙方必须贯彻执行国家有关安全生产的法律法规,必须制定相应的安全管理制度;严格执行《电业安全工作规程》、《电力建设安全工作规程》、《电力设备典型消防规程》等有关电力生产规程和甲方关于工作票制度及其他安全生产规定、制度。

3、现场施工应遵守国家和地方关于劳动安全,劳务用工法律法规及规章制度,保证其用工的合法性。乙方必须按国家有关规定,为施工人员进行人身保险,配备合格的劳动防护用品、安全用具。

4、施工期间,乙方应设有专职安监人员,(少于30人者设兼职)。乙方指派作为安全工作联系人。

风险提示:

施工现场情况复杂,有的一个施工工地,会同时有几个不同的分包单位在施工,因此,针对安全生产来说,就是要服从总承包单位的安全生产管理,包括制定安全生产责任制度,遵守相关的规章制度和操作等。

同时,发包方与承包方双方的安全责任也应当明确界定,保障工程建设安全,双方应当做好沟通与管理,避免发生安全事故时候双方相互推诿。

5、乙方一切施工活动,必须编制安全施工措施,施工前对全体施工人员进行全面的安全技术交底,并在整个施工过程正确、完整地执行,无措施或未交底严禁布置施工。

6、乙方用于本工程项目的施工机械、工器具及安全防护用具的数量和质量必须满足施工需要,并经有资质检验单位检验符合安全规定,乙方对因使用工器具不当所造成的人员伤害及设备损坏负责。

7、开工前,乙方应组织全体施工人员进行安全教育,并将参加安全教育人员名单(包括临时增补或调换人员)与考试成绩报给甲方备案。特种作业人员必须有有关部门核发的合格有效的上岗资格证书。

风险提示:

工程开工前,承包方必须组织全体施工人员分工种进行安全教育、技能和安规考试,合格后方可进入现场施工。需调换工种、增补或调动人员者,在上岗前均必须进行安全教育和技能安规考试,并报给发包方安全部门备案。特种作业人员,必须持有有效的《特种作业证》。

8、开工前,乙方应组织人员对施工区域、作业环境及使用甲方提供的设施设备、工器具等进行检查,确认符合安全要求,一经开工,就表示乙方已确认施工现场、作业环境、设施设备、工器具符合安全要求并处于安全状态。

9、乙方应在施工范围装设临时围栏或警告标志,不得超越指定的施工范围进行施工,禁止无关人员进入施工现场。未经甲方同意,乙方不得擅自使用与施工无关的甲方设施设备;不得擅自拆除、变更甲方防护设施及标示。

10、乙方施工过程中需使用电、水源,应事先与甲方取得联系,不得私拉乱接。中断作业或遇故障应立即切断有关开关。

11、乙方施工过程中应做到工完、料尽、场地清,确保安全文明施工。

12、乙方必须接受甲方的监督、检查,对甲方提出的安全整改意见必须及时整改。

13、乙方施工过程中发生人生伤亡、电网和设备事故或危及生产运行的不安全情况,应立即报告甲方,并积极配合调查。

14、乙方应执行国务院《特别重大事故调查程序暂行规定》、《企业职工伤亡事故报告和处理规定》和《电业生产事故调查规程》。对人员在施工中发生的人身伤亡事故,还必须立即用电话、电传或电报等向事故所在地的政府安全管理部门、公安部门、工会报告,按规定组织调查处理,并由乙方统计上报;如发生国务院《特别重大事故调查程序暂时规定》所规定的特大事故,还应立即通知当地政府、公安部门,并要求派人保护现场。

15、乙方应将事故调查组的事故调查报告及乙方事故处理意见提交甲方备案。

第五条 甲乙双方联系方式及响应时间:甲乙双方应以工作联系单、传真、电传等书面形式送达对方。双方在接到对方的书面联系时,应于4小时内予以响应。

第六条 违约责任

1、由于甲方或乙方责任造成对方或第三方的人身伤害、设备损坏等财产损失,由责任方承担相应责任,并赔偿对方或第三方因此造成的全部损失。

2、合同履行中,发现乙方提供的有关资质材料无效,甲方有权解除合同,并由乙方承担由此造成的一切损失。

3、发现乙方现场作业人员有违章行为的,比照甲方有关安全生产奖惩规定对甲方职工相类似的违章行为应扣款数额,承担相应的违约金。

4、乙方未设置安监人员;未能正确、全面执行安全技术措施、施工组织设计;施工人员未掌握本工程项目特点及施工安全措施;用于本工程项目的施工机械、工器具及安全防护用品不满足施工需要,甲方有权要求乙方立即停工整改,由此引起的后果及损失由乙方承担。

5、乙方人员安全工作规程抽考不合格,乙方应承担50元/人次的违约责任;特种人员无证上岗乙方应承担100元/人次的违约责任。

6、乙方使用甲方提供的设施设备、工器具等造成损坏的,应照价赔偿。

7、乙方人员无故到其他生产区域或擅自动用甲方的设施设备等,乙方按100元至500元/人次承担违约责任。

8、乙方对甲方提出的安全整改意见不及时整改的,每逾期一天,乙方按200元至1000元/天承担违约责任。

9、施工过程中发生人身伤亡、电网和设备事故有隐瞒行为的,除接受政府有关部门处理外,过错方应承担3000元至10000元/次的违约责任。

第七条 甲乙双方约定的其他事项:

第八条 本协议执行过程中,如发生争议,由双方协商、调解解决;若经协商、调解不能解决争议的,任何一方可以向当地人民法院提起诉讼。

第九条 甲乙双方必须严格执行本协议,本协议的法律效力独立于主合同。

第十条 本协议有效期限:自_____年___月___日起至______年____月____日止。

第十一条 本协议经双方法定代表人或委托代理人签字盖章后生效。

第十二条 本协议一式___份,甲乙双方各执______份。

第十三条 本协议签订地点在甲方住所地。

甲方:

法定代表人:

委托代理人:

_____年____月____日

乙方:

法定代表人:

委托代理人:

_____年____月____日

旅行社质量保证金存款协议书范本推荐


为加强对旅行社质量保证金的管理,根据《旅行社条例》规定,旅行社和银行就旅行社质量保证金(以下简称保证金)管理事项达成以下协议:

一、该保证金属于旅行社依法缴存、保障旅游者权益的专用资金,除发生《旅行社条例》第十五条、十六条规定的情形外,任何单位和个人不得动用保证金。

二、银行对旅行社存入的保证金,按照 年定期、到期自动结息转存方式管理,中途提取的部分按活期结息,全部利息收入归旅行社所有。

三、旅行社不得将保证金存单用于质押,银行应在出具的存单上注明专用存款不得质押字样。

四、保证金支取按照如下方式执行:

(一)旅行社因解散或破产清算、业务变更或撤减分社减交、三年内未因侵害旅游者合法权益受到行政机关罚款以上处罚而降低保证金数额50%等原因,需要支取保证金时,银行根据许可的旅游行政管理部门出具的《旅行社质量保证金取款通知书》等有关文件,将保证金直接退还给旅行社。

(二)发生《旅行社条例》第十五条规定的情形,银行应根据旅游行政管理部门出具的《旅行社质量保证金取款通知书》及《旅游行政管理部门划拨旅行社质量保证金决定书》,经与旅游行政管理部门核实无误后,在5个工作日内将保证金以现金或转账方式直接向旅游者支付。

(三)发生《旅行社条例》第十六条规定的情形,银行根据人民法院判决、裁定及其他生效法律文书从旅行社保证金账户中扣取。

(四)非以上规定的情形而出现保证金减少,银行应承担补足责任。

按照第(一)、(二)、(三)项规定的方式执行时,对超出旅行社缴存保证金数额的,银行不承担任何支付义务。

五、旅游行政管理部门、人民法院依据《旅行社条例》规定,划拨保证金后3个工作日内,银行应将划拨数额、划拨单位、划拨依据文书等情况通知旅行社和许可的旅游行政管理部门。

六、银行应每季度将保证金存款对账单一式两份,分别发送给旅行社和许可的旅游行政管理部门。

七、本协议一式两份,旅行社和开户银行各存一份,复印件送许可的旅游行政管理部门备案。

附注一:存款原因(选择其一):

1、新设立( );2、业务变更增存( );3、设立分社增存;4、旅游行政管理部门划拨补交( )。

存款金额:佰 拾 万 千 佰 拾 元 角 分

小写:

附注二:许可的旅游行政管理部门、旅行社及开户银行基本信息:

许可的旅游行政管理部门名称:

通讯地址及邮编

联系人:

联系电话:

旅行社名称:

经营许可证号码:

通讯地址及邮编:

法定代表人姓名:

联系电话:

开户银行名称:

通讯地址及邮编:

联系电话:

旅行社(盖章)

法定代表人或授权代表人签字: 签字时间:

开户银行(盖章)

法定代表人或授权代表人签字: 签字时间: